Jobs · Quality Assurance · New York

Financial Crime Audit & Testing Consultant (Temporary)

Crowe · New York, NY · 1 wk ago
Quality AssuranceFull-time

About the role

As a Temporary Consultant in our Regulatory Compliance Financial Crime practice, you will work with a broad array of professionals who take pride in providing cutting edge industry AML and regulatory compliance best practices to assist clients in administering a sound and compliant AML risk management environment. The ideal candidate will have a solid understanding of Anti-Money Laundering (AML) Compliance and Bank Secrecy Act (BSA) laws; internal audit processes and best practices; risk and control matrices; and design/operational effectiveness testing. This position would focus on AML compliance independent testing and internal audit engagements at institutions of various types, including large and mid-sized banking organizations, MSBs, alternative payment providers (i.e. Fintech organizations), broker/dealers, and asset managers.

Responsibilities

  • Develop, audit, and monitor compliance of BSA/AML requirements for financial institutions of all sizes
  • Execute across all phases of an audit, including planning, conducting process walkthroughs, developing/executing test procedures, tracking artifacts and reporting on deliverables
  • Submit written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions and recommended actions
  • Build and manage relationships with Business Lines across all three lines of defense

Qualifications

  • Bachelor's Degree
  • 3+ years of experience in BSA/AML consulting/advisory, bank internal audit, or compliance testing

Skills

  • Proficiency with AML/BSA regulatory requirements for retail banking activities, products and services
  • Understanding of relevant banking regulations and supervisory expectations for large financial institutions
  • Knowledge and practical use of statistical analytics and testing methods
  • Experience working in a project environment with top 50 banks
  • Experience working in a professional services or project-based environment
  • Advanced verbal and written communication skills
  • Prior financial services internal audit consulting or financial services third line internal audit experience
  • Strong understanding of BSA/AML, sanctions, legal and regulatory environment for financial institutions of all sizes
  • Ability to travel up to 5% if requested for project(s)

Benefits

  • Real flexibility to balance work with life moments
  • Opportunities for career growth and leadership with equitable access
  • Investment in innovative ideas, such as AI-enabled insights and technology-powered solutions
  • Comprehensive total rewards package
  • Inclusive culture that values diversity
  • Consistent meetings with a Career Coach to guide career goals and aspirations

Pay

Not specified in the job posting.

Schedule

Not specified in the job posting.

This response is AI-generated, for reference only.

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