Financial Advisor

Responsibilities

• Develop customized financial plans tailored to each client's goals.
• Manage investment portfolios and provide ongoing wealth management advice.
• Recommend appropriate traditional and alternative investment strategies.
• Build and maintain long-term client relationships through exceptional service.
• Grow assets under management by servicing existing clients and developing new business opportunities.
• Educate clients on retirement planning, tax-efficient investing, estate planning, risk management, and cash flow strategies.
• Stay current on financial markets, regulatory developments, and investment opportunities.
• Ensure compliance with all FINRA, SEC, and firm policies.

Requirements

• Minimum 3-5 years of experience as a Financial Advisor or Wealth Advisor.
• Must have an existing client base and a demonstrated history of developing long-term client relationships.
• Experience with alternative investments is required, including familiarity with private markets, private credit, real estate, hedge funds, structured products, or similar investment solutions.
• Strong knowledge of portfolio construction, wealth management, retirement planning, tax strategies, and estate planning.
• Excellent communication and relationship-building skills.
• Series 7 and Series 66 (or equivalent) licenses preferred.
• Strong ethical standards and commitment to acting in clients' best interests.

Preferred Qualifications

• CFP®, CFA®, or other advanced financial planning credentials are a plus.
• Experience working with high-net-worth individuals, business owners, and entrepreneurs.
• Strong business development and networking skills.