Financial Advisor

Primary Purpose Of Job

Manages a book of business by maintaining relationships with customers. Solicits prospective customers and sells suitable investment products. Partners with branches and licensed branch employees to grow the investment business.

Major Job Accountabilities

• Provides individual customer financial planning and advice utilizing advisory, insurance, annuities, and investment company products based on need.
• Uses engagement and discovery process to uncover client needs and uses a holistic approach to financial planning.
• Ensures own work and branch office is in compliance with applicable laws, regulations and guidelines.
• Develops a business plan to achieve sales goals and marketing activities.
• Conducts presentations and solicits prospective customers for investment products/services based on customer suitability.
• Contacts all assigned leads and branch referrals for appointments and sales presentations.
• Tracks and reports results to branches and/or management.
• Covers branch meetings and training on a regular basis and engages in huddles and activities for all assigned branches.
• Oversees, mentors, and trains licensed branch employees in assigned branches.
• Promotes cross-referral opportunities with bankers.
• Mets production and revenue goals as determined by management.
• Prepares and submits all required reports in a timely manner.
• Keeps management updated regarding customer relationships and any potential issues that may arise and reports any written or verbal complaints immediately.
• Participates in client appreciation events, seminars and other bank-sponsored events.

Experience Required

Three (3) years of work experience in direct sales experience in the securities and/or insurance business.

Required Skills Or Training

• Able to work during the business hours of assigned bank branches.
• Excellent written, verbal, interpersonal, and presentation skills to communicate effectively with both individuals and groups.
• Demonstrates competency in use of computer applications (MS Word, Excel, PowerPoint), email applications, and internet search engines.

Professional Certifications, Licenses, And/or Registration Requirements

• Holds current Hawaii Life and Health licenses and SIE, 7, and 66 securities registrations.
• CFP, CLU, ChFC or equivalent designations is a plus.

EEO, including disability/veterans

We are committed to ensuring that our online application process is accessible and provides an equal employment opportunity to all job seekers. If you need assistance searching for a job or submitting an application, please contact us by calling 808-538-2000 and a member of our Recruitment team will follow up with you. Mahalo for your interest in American Savings Bank!