Enhanced Due Diligence Analyst

About the role

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is seeking a Compliance Analyst in their Chicago office. This is a Hybrid role (4 days in office / 1 day remote).

Responsibilities

• Conducting reviews of new and existing clients' KYC profiles and transactions in accordance with established procedures in line with IBKR policy
• Assessing client's AML programs in accordance with established procedures in line with IBKR policy
• Advising management by collecting, analyzing, and summarizing data and trends
• Maintain accurate tracking of assignments and requests for documentation to ensure appropriate deadlines are met
• Contribute to streamlining current processes and identifying areas for improvement
• Writing risk assessments, investigations, suspicious activity reports, and client communications

Requirements

• The ideal candidate will have experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization.
• Absent direct industry experience, we will also consider applicants with excellent Bachelor-Level educational credentials.
• A focus on law, accounting, data analytics or similar areas is preferred.
• Experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial.
• Experience with due diligence reviews of banks, broker-dealers, mutual funds, and other financial institutions
• ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus.
• Knowledge of Capital Markets and experience with trade surveillance.

Skills

• Self-motivated and able to handle tasks with minimal supervision
• Superb analytical and problem-solving skills
• Excellent collaboration and communication (Verbal and written) skills
• Outstanding organizational and time management skills
• Detail-oriented with outstanding organizational and project management skills

Company Benefits & Perks

• Competitive salary, annual performance-based bonus and stock grant
• Retail retirement plan 401(k) with competitive company match
• Excellent health and wellness benefits, including medical, dental, and vision benefits
• Company paid medical healthcare premium
• Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
• Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
• Corporate events including team outings, dinners, volunteer activities and company sports teams
• Education reimbursement and learning opportunities

Pay

This role's anticipated base salary range is $65,000 to $75,000 annually based on skill's and experience. The offered salary is just part of the total compensation package. In addition to a competitive salary, the company offers both a discretionary cash bonus and stock award as well as a wide range of benefits, including health care, tuition reimbursement and much more.