EFR Capital Risk Manager

About the role

This job is responsible for providing risk oversight and advice to the Line of Business (LOB) on risk management issues. Key responsibilities include identifying risks to which the LOB is exposed, implementing measures to prevent and mitigate losses, and monitoring risk outcomes.

Responsibilities

• Participates in establishing risk management procedures and standards
• Conducts execution of risk framework activities including independent monitoring and testing of controls and risk management processes for the Line of Business (LOB)
• Liaises with businesses to understand market trends and impacts on portfolio, using knowledge of stress testing and its applicability to risk categories
• Ensures adherence to the policies and procedures established by the company
• Manages risk requests, breach remediations and providing risk effective challenges for front line units
• Develops risk management analyses, reports, and approval procedures and guidelines on risk limits by type of product and/or transaction

Qualifications

• Strong analytical skills, including both analysis of financial data and written reports
• Knowledge of SEC broker dealer net capital rules and/or FINRA rules
• 8-12 years of Treasury, Finance, Accounting or Risk Management experience
• Proficiency with PowerPoint and Excel. Writes in a clear, concise, organized, and convincing manner for the intended audience
• Strong business-centric mindset with ability to utilize sound business judgment and tailor approach to drive optimal business outcomes