eComms - Compliance Analyst

eComms Compliance Analyst About the Opportunity Our client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful candidate will work closely with compliance and business stakeholders to identify potential risks, support internal inquiries, and strengthen the firm's overall control framework. What You'll DoReview internal electronic communications, including emails, chats, and other communication channelsConduct targeted searches and surveillance reviews to identify potential compliance risks and policy violationsSupport monitoring activities and internal investigations through detailed research and analysisPrepare clear, well-structured reports summarizing findings and key observationsAssist with the enhancement of compliance policies, procedures, and controlsMonitor regulatory developments and support compliance-related initiatives across the organizationPartner with stakeholders across compliance and business functions on various projects and reviews What You BringBachelor's degree preferred1-3 years of experience in compliance, surveillance, risk, legal, or a related function within financial servicesExperience conducting electronic communications reviews, surveillance, or monitoring activities preferredBackground within an investment adviser, hedge fund, asset manager, or broker-dealer strongly preferredUnderstanding of regulatory expectations surrounding employee communications and conduct riskStrong analytical, investigative, and written communication skillsAbility to manage multiple priorities in a fast-paced environmentStrong attention to detail and sound professional judgment Why Apply?Join a best-in-class financial services organization known for its high standards and collaborative cultureGain exposure to complex surveillance, regulatory, and compliance mattersWork alongside experienced professionals and key business stakeholdersTake on meaningful responsibility while building specialized expertise in a highly sought-after area of compliance This opportunity is well suited for a motivated compliance professional seeking broad exposure, meaningful responsibility, and a clear path for long-term growth within a best-in-class organization.