Director, Equity Research - Supervisory Analyst
About the role
For our client, we are seeking a Director, Equity Research - Supervisory Analyst to join the team of a leader in the Finance & Insurance space. This role will oversee the review and compliance editing of public-facing equity research materials, helping ensure reports are clear, accurate, balanced, and ready for timely release. The position partners closely with research analysts to resolve content and disclosure issues while supporting adherence to regulatory and internal policy requirements. It is a highly detail-oriented role that safeguards the integrity of investment thesis and valuation presentations across the research publication process. Location: Remote - US based candidates only, no visa sponsorship available
Responsibilities
- Review all research products intended for public distribution, including reports and marketing materials
- Oversee compliance editing of research to adhere to FINRA, CIRO, and internal policies
- Ensure timely release and clarity of all research reports
- Confirm investment thesis and valuation presentations are justifiable and balanced
- Validate financial figures in reports are accurate and properly updated
- Ensure required disclosures are compliant with regulatory requirements
- Liaise with research analysts to resolve content and compliance issues
Qualifications
- Bachelor's degree required
- 5+ years of experience as a Supervisory Analyst at a securities firm
- FINRA Series 16 license required
- Completion of the Partners, Directors and Senior Officers (PDO) exam (CIRO)
- Strong editing, proofreading, and written communication skills
- Highly organized with meticulous attention to detail
- Proficiency in Microsoft Word and PowerPoint; knowledge of BlueMatrix preferred
Benefits
- Growth opportunities and skill development
- Comparative compensation policy allowing progression within the salary range
- Encouragement of open communication regarding compensation with recruiters
- Access to company resources and systems for career advancement
Pay
Compensation: $200,000 – $225,000 annually