Compliance Testing Associate

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve. The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters.

Pay and Benefits

• Competitive compensation, including base pay and annual incentive
• Comprehensive health and life insurance and well-being benefits, based on location
• Pension / Retirement benefits
• Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being

DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

Responsibilities

• Participates in identifying and evaluating compliance risk present at DTCC by performing testing to assess the effectiveness of the compliance control environment
• Identify control deficiencies and work with the business to identify sustainable corrective actions
• Identify enhancement opportunities to processes within the areas tested
• Document work clearly and concisely and prepare well-written Compliance test reports
• Perform other special projects or assignments, as assigned
• Understand compliance risk and exhibit behaviors and competencies that demonstrate a risk management attitude
• Support alignment of the testing function with the overall compliance strategy
• Take an active role in one's own career development

Requirements

• Minimum of 2 years of related experience
• Bachelor's degree preferred or equivalent experience

Skills

• Ability to identify and assess risk and recommend controls to mitigate risk, with guidance
• Ability to complete control testing, with guidance
• Some knowledge of compliance principles and standards, including industry best practices and compliance controls
• Ability to effectively interface and communicate with various levels of management
• Ability to work collaboratively in a dynamic, global team environment

The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations.