Compliance Tester II

Overview

The Corporate Compliance Testing team is seeking an experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance.

Responsibilities

• Executing risk-based compliance transaction testing to validate adherence to applicable Laws, Regulations, and Guidance.
• Supporting lines of business by performing various compliance-related tasks.

Qualifications

• Basic Qualifications:
• High School Diploma, GED or equivalent certification
• At least 2 years of experience in compliance testing, compliance monitoring, quality assurance, control review or audit
• Bachelor's degree
• 3+ years of financial services consumer compliance monitoring experience
• 4+ years of consumer compliance auditing experience
• Experience creating presentations
• Experience with Excel, SQL, Teradata or Redshift
• Scripting experience in Python, Perl, JavaScript or Shell