Compliance Specialist

About Our Client

The organization operates in the consumer lending industry, focusing on providing transparent and intuitive lending products to service-based businesses such as HVAC companies, veterinarians, and auto repair shops. It addresses challenges in this space by offering solutions that help these businesses thrive. The company has demonstrated growth and recognition, having raised substantial funding and received multiple industry awards for its financial products and services. It maintains a strong customer satisfaction rating and has been nominated for workplace excellence awards.

About the Opportunity

The COMPLIANCE SPECIALIST role ensures regulatory compliance across marketing, lending, and operational functions. This position is responsible for managing compliance reviews, responding to audits and bank partner inquiries, and utilizing modern technologies including RegTech and AI tools to improve efficiency. The role contributes to maintaining the organization’s regulatory integrity and supports its continued growth and trustworthiness.

Responsibilities

• Review marketing materials to ensure compliance with consumer protection, advertising, and financial regulations.
• Monitor federal and state consumer lending regulations and oversee their implementation.
• Manage audit responses and provide documentation and clarifications to bank partners.
• Administer compliance tools and systems, including Alloy, PerformLine, Salesforce, and AI applications like Claude and ChatGPT.
• Collaborate with cross-functional teams to improve compliance processes and training.

Requirements

• Minimum of 3 years experience in consumer lending compliance, preferably in fintech or banking.
• Experience with marketing compliance, complaint tracking, and audit support.
• Knowledge of consumer lending and servicing regulations (e.g., TILA, ECOA, UDAAP, FCRA, BSA/AML, Red Flags).
• Proficiency with compliance tools and technology platforms; aptitude for adopting new technologies.
• Strong analytical, communication, and organizational skills; capable of managing multiple priorities and stakeholder communications.

Pay

Base salary range between $70,800 and $99,100, plus equity and benefits.

Benefits

• Medical insurance
• Dental insurance
• 401(k)