Compliance Specialist

About the role

The Compliance Analyst serves as a research specialist performing a wide range of functions related to compliance with the Bank Secrecy Act and New Jersey regulations. This position has operational responsibilities for accurately evaluating customer information and taking appropriate action to protect the company against risk of money laundering activity in accordance with law and casino policy, in consultation with the Director of Compliance (BSA Compliance Officer).

Responsibilities

• Analyze complex suspicious activity cases to ensure potentially suspicious transactions are appropriately identified within specified timeframes.
• Perform audits to ensure currency transactions are identified and reported per FinCEN requirements.
• Ensure potentially unusual or suspicious transactions are appropriately identified, documented, and Suspicious Activity Reports are correctly completed and filed in accordance with casino policies, procedures, and regulatory requirements.
• Ensure compliance with Bank Secrecy Act/Anti-Money Laundering related laws and regulations; identify matters of non-compliance and escalate them to the BSA Compliance Officer as necessary for resolution.
• Utilize a variety of analytical techniques and computer systems to make informed decisions concerning customer account status.
• Compile evidence and documentation in compliance with Bank Secrecy Act/Anti-Money Laundering regulatory requirements.
• Maintain a current, thorough understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practices, criminal activities, and developing trends.
• Develop and maintain partnerships with user departments to facilitate investigations.
• Maintain confidential information.
• Assist in creating and editing Internal Control submissions in accordance with New Jersey regulations.
• Perform all other duties as assigned.

Requirements

• High school diploma or equivalent.
• Minimum of 5 years banking, compliance, or audit experience in Bank Secrecy Act/Anti-Money Laundering and knowledge of Bank Secrecy Act/Anti-Money Laundering requirements.
• Casino experience preferred but not required.
• Working knowledge of Microsoft Office software, especially Excel.
• Above average verbal and written communication skills.
• Highly organized with strong time management skills.
• Ability to work under pressure.
• Ability to communicate clearly and effectively in English, both in spoken and written form.
• Strong interpersonal skills with the ability to communicate effectively with guests and other team members of different backgrounds and levels of experience.

Benefits

• Medical, Dental, Vision, and Prescription coverage
• Life and Accident insurance
• Pet and Legal plans
• 401K with company match
• Paid Time Off and Holiday Pay
• Free meals, free uniforms, and free parking
• Discounts at Hard Rock properties around the globe
• Eligibility to participate in the discretionary annual bonus program
• Training and leadership development programs

Pay

Salary Range: $55,000–$65,000