Compliance Risk - Manager

About the role

Leads a compliance team to ensure effective risk oversight within business units, aligning with the Enterprise Compliance Management Policy and Framework.

Responsibilities

• Develop and lead a compliance program, including team management.
• Communicate regulatory updates and risks to senior management and legal teams.
• Foster a compliance culture organization-wide.
• Oversee policy, procedure, and process development to mitigate compliance risks.
• Review risk materials for effectiveness and communicate findings to leadership.
• Liaise with management and regulators on compliance activities and examinations.
• Implement strategies within the compliance risk management framework, including monitoring and mitigation.
• Collaborate with business leaders on strategic initiatives, providing guidance and oversight.

Requirements

• Bachelor’s degree in Business, Economics, Finance, or related field.
• 10+ years in financial services and 8+ years in compliance.
• Deep knowledge of compliance, regulation, and risk management processes.
• Excellent verbal and written communication skills for engagement at all levels.

Preferred Skills

• Advanced degree (MBA, JD, etc.).
• Compliance certifications (e.g., CRCM).
• Management or supervisory experience.
• Experience with regulatory agencies and requirements.