Compliance Director, Digital Assets

Key Responsibilities

• Provide regulatory oversight and compliance guidance for assigned business lines and activities
• Collaborate with business partners to address compliance risks and implement effective controls
• Interpret and apply regulatory requirements to business initiatives, products, and services
• Prepare and present compliance position memos, guidance, and related materials
• Support the development and enhancement of compliance policies and procedures
• Advise on emerging regulatory topics, including digital assets, tokenization, blockchain technology, and AI-related risks
• Monitor regulatory developments and assess potential impacts on business activities and compliance programs
• Support regulatory examinations, inquiries, and remediation activities as needed

Qualifications, Skills, and Experience

• Minimum of 5+ years of experience in a senior compliance, legal, risk, or regulatory role within financial services
• Direct experience with digital assets, tokenization, blockchain technology, cryptocurrency products, digital asset platforms, or related investments
• Strong understanding of regulatory frameworks impacting digital assets and emerging financial technologies
• Experience assessing regulatory risk and advising business stakeholders on new products, services, or strategic initiatives
• Asset management, fintech, capital markets, or investment adviser experience preferred
• Familiarity with AI tools and understanding of their compliance and regulatory implications
• Strong written and verbal communication skills with the ability to influence stakeholders across multiple functions

Pay

Compensation Range: Between $250,000.00 - $300,000.00