Compliance (Conflicts) Analyst
Norton Rose Fulbright · Denver Metropolitan Area · 3 wk ago
HybridLegal$60k–$90k/yrFull-time
About the role
Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst to join our US team. This role requires a self-starter to become proficient in understanding and using the conflicts of interest database to perform the firm’s conflict checks.
Responsibilities
- Ensure exemplary client service to all internal and external clients
- Proactively promote client service throughout department and among teams
- Respond to peer requests with recognition that request serves a client or firm need
- Respond to lawyer and staff requests to perform conflicts of interest searches
- Review information submitted by lawyers and support staff for completion and accuracy; follow-up with lawyers and support staff as needed to clarify information
- Research corporate history of clients and parties; search websites for information about corporate affiliations (such as parent/subsidiary)
- Use Boolean searching and search terms to query the conflicts database
- Apply judgment to design effective database searches and to distinguish relevant search results from those that are irrelevant
- Review generated conflict reports for relevancy and relatedness based on the submitted information and identify potential conflicts issues
- Independently analyze the report with limited guidance
- Work closely with assigned Compliance Lawyers to ensure compliance workflow is as accurate and efficient as possible
- Summarize the basis for potential conflicts and communicate any potential conflicts to assigned Compliance Lawyers
- Develop familiarity with Global Practice Standards program and policies and answer inquiries regarding share dealings and related issues
- Safeguard and keep confidential any information, observations or viewpoints regarding firm business matters
Qualifications and experience
- Bachelor's degree
- One year of conflicts or legal assistant experience (or similar analyst experience in a decision-making capacity) required
- Excellent oral and written business communication skills; prior exposure to international business correspondence is a plus
- Strong interpersonal skills required
- Strong analytical skills required
- Willingness to learn law and fundamental principles regarding conflict of interest issues and strong issue-spotting skills are essential
- Ability to keep confidential any information, observations or viewpoints regarding firm business matters
- Proven stability and calm demeanor with the ability to handle stressful situations with confidence and composure
- Solid knowledge of world's geography
- Strong sense of urgency/prioritization and ability to recognize when to seek guidance
- Proficient Microsoft Office Suite user