Compliance Auditor II

Full-time position based in Davenport, Iowa.

About the role

The Compliance Auditor II assists in completing the regulatory compliance audit schedule for QCR Holdings, Inc. and its subsidiaries. This role involves performing operational, functional, and compliance reviews and testing, working closely with audit staff and bank management to ensure timely completion of compliance audits.

Responsibilities

• Work with department managers to ensure requested items are received correctly and promptly.
• Perform functional audits, procedural reviews, and testing, including reviews of complex regulatory requirements and business units.
• Conduct employee and manager interviews to obtain an understanding of the auditable unit.
• Compile and analyze complex data and formulate conclusions by preparing workpapers and audit reports that detail findings and recommendations.
• Evaluate and test established internal controls, policies, and procedures for the Banks’ compliance programs.
• Identify and complete non-standard procedures required to satisfy audit objectives based on fieldwork or issues identified in the course of reviews.
• Prepare written draft audit reports to management detailing audit results for compliance audit management’s review.
• Recommend changes to audit steps and workpapers based on fieldwork, regulatory changes, and/or business unit changes.
• Assist with reviewing other internal auditors’ work, providing constructive feedback, and ensuring draft reports are ready for Senior Auditor/Supervisor’s review.
• Verify that auditors clear review comments accordingly.
• Maintain audit and regulatory compliance knowledge through training programs, seminars, and publications.
• Expand technical knowledge of all subsidiaries’ departments through employee interaction.
• Continually develop and expand compliance audit skills as well as best practices.
• Comply with all company and regulatory policies, procedures, and requirements applicable to this position.
• Foster and preserve a culture of diversity, equity, and inclusion.
• Perform additional duties and responsibilities as required to support the company’s mission, vision, and values.

Requirements

• Bachelor’s degree in business or equivalent related work experience.
• Strong technical background with banking, compliance, or auditing experience preferred.
• Minimum of 2 years of bank regulatory compliance experience, preferably with bank regulatory compliance auditing.
• Compliance certification such as CCBCO.
• Experience with banking compliance regulations and the ability to read, interpret, and simplify technical and complex regulatory information.
• Ability to work independently, perform duties objectively, and communicate effectively.
• Sound judgment and keen sense of urgency, accuracy, and initiative.
• Working knowledge of computers, including Microsoft Office Suite and various banking applications.

Working Conditions

• Duties performed in a professional office environment.
• Minimal travel to all QCRH company locations, as needed.

Pay

The minimum salary range for this position is $65,000 annually. The actual starting salary will be based on qualifications and business needs, as permitted by applicable state law.

Benefits

• Health, Dental, and Vision Insurance
• Life Insurance
• Disability Insurance
• Flexible Spending Account (FSA) and Health Savings Account (HSA)
• 401K
• Employee Stock Purchase Plan
• Paid Time Off and Paid Holidays
• Additional Voluntary Supplemental Insurance