Compliance Assurance Analyst

Primary Purpose

Perform regulatory compliance monitoring and testing assignments within TowneBank’s Corporate Compliance Monitoring & Testing Program to ensure processes across TowneBank and its affiliates (Towne) are operating in compliance with applicable laws, regulations, and Towne policy.

Essential Responsibilities

• Ensure assigned regulatory compliance monitoring and testing assignments are completed in accordance with established department standards and within allotted timeframes.
• Based on the work performed, work with the Compliance Assurance Manager to communicate results to management efficiently, promptly, and concisely.
• Follow up on management’s corrective actions to reported regulatory findings.
• Keep the Compliance Assurance Manager informed of the status, progress, and impediments regarding monitoring and testing assignments.
• Research regulatory requirements relevant to monitoring and testing assignments using compliance resources such as laws, regulations, approved third‑party resources, and Compliance colleagues.
• Maintain a current knowledge of applicable consumer protection laws and regulations, business operations, and internal Compliance policies and procedures.
• Support Towne as a subject matter expert in compliance monitoring and testing, upholding the highest standard of compliance, integrity, and professionalism both internally and externally.
• Participate in department‑level projects such as drafting or reviewing procedures and reports, risk assessments, and merger and acquisition‑related testing as needed and assigned.
• Obey all applicable federal laws, rules, and regulations relating to Anti‑Money Laundering, including the Bank Secrecy Act.
• Perform other duties as required or assigned, which are reasonably within the scope of the duties in this job classification.

Minimum Required Skills & Competencies

• Excellent written and oral communication skills, an eye for detail, and computer proficiency.
• Ability to work independently in a fast‑paced environment, juggling multiple priorities, and demonstrate a track record of completing work in a timely and organized fashion.
• Ability to work well within a team environment.
• At least 2 years of experience in banking or financial services compliance testing, risk management, or audit.
• Proficiency in Microsoft Office applications.

Desired Skills & Competencies

• Bachelor’s degree in business, finance, accounting, risk management, or a related field; or a compliance‑related certification.
• Experience with governance, risk, and compliance or auditing software.

Pay

The good‑faith compensation range for this role is $58,000 to $75,000, based on the role, market, internal equity, and candidate qualifications.

Physical Requirements

• Express or exchange ideas in writing and orally.
• Exert up to 10 pounds of force occasionally, use your arms and legs, and sit most of the time.
• Have close visual acuity to perform activities such as analyzing data, viewing a computer terminal, reading, and preparing documentation.
• Not substantially exposed to adverse environmental conditions.
• Reasonable accommodations may be made to enable individuals with disabilities to perform essential responsibilities.