Compliance Associate
Landing Point · New York, NY · 2 wk ago
On-siteFinance$55–$58/hrContract
Job Responsibilities
- Trade surveillance and transaction monitoring
- Pre-approval (PAD) reviews and ongoing surveillance
- Communications monitoring (email and electronic communications)
- Sanctions screening
- Supporting client questionnaires and compliance requests
Qualifications
- Approximately 5+ years of compliance experience within financial services
- Exposure to trading and sales environments
- Hands-on experience with trade/transaction monitoring
- Strong understanding of regulatory expectations and controls
Compensation
Pay Rate: $55 – $58/hr