Compliance and Regulatory Attorney
About the role
The Compliance and Regulatory Attorney is responsible for ensuring the company’s mortgage lending operations comply with all applicable federal, state, and local laws and regulations. This role provides legal guidance on regulatory matters, monitors compliance with mortgage lending laws, and assists in developing policies and procedures to mitigate regulatory risk.
Key Responsibilities
- Provide legal advice and guidance on federal and state mortgage lending regulations.
- Ensure compliance with laws and regulations governing residential mortgage lending, including those enforced by the Consumer Financial Protection Bureau, Federal Housing Administration, and other regulatory agencies.
- Interpret and advise on mortgage-related regulations such as Truth in Lending Act, Real Estate Settlement Procedures Act, Equal Credit Opportunity Act, and Home Mortgage Disclosure Act.
- Review and update company policies, procedures, and internal controls to ensure regulatory compliance.
- Monitor legislative and regulatory developments affecting mortgage lending and advise management on potential impacts.
- Assist with regulatory examinations, audits, and responses to government inquiries.
- Review marketing materials, loan documentation, and disclosures to ensure compliance with applicable laws.
- Provide training and guidance to internal departments on compliance requirements and regulatory changes.
- Work closely with risk management, underwriting, servicing, and operations teams to maintain compliance standards.
- Identify potential compliance risks and develop strategies to mitigate regulatory exposure.
Location and Schedule
This is a full-time, office-based position in a modern, cozy environment in our Fort Lauderdale HQ. Our standard working hours are Monday to Friday, 9:00 AM to 6:00 PM, promoting a healthy work-life balance.
Skills & Qualifications
- Juris Doctor (J.D.) from an accredited law school.
- Active license to practice law in at least one U.S. jurisdiction.
- 2–7+ years of experience in regulatory compliance, mortgage lending, banking law, or financial services.
- Strong knowledge of mortgage lending regulations and regulatory frameworks.
- Experience interacting with federal and state regulatory agencies.
What We Offer | Career and Culture
- Company Culture: Inclusive and supportive, where you are not a number, but a voice that's heard and brings value.
- Growth Path: Defined paid training and clear pathways for career development.
- Benefits: Comprehensive benefits package including PTO, sick days, paid volunteer hours, medical, dental, vision insurance, and 401(k).
Contact Us
To learn more about AD Mortgage and apply for the Compliance and Regulatory Attorney position, please visit our website or connect with us on social media:
- Visit our website
- Explore our YouTube channel
- Follow us on TikTok
We are an equal opportunity employer and value diversity at our company.
We do not discriminate on the basis of race, religion, color, national origin, sexual orientation, age, marital status, veteran status, or disability status.
How to Apply
Please submit your resume and cover letter to [email protected] with the subject line “Application for Compliance and Regulatory Attorney.”