Client Associate

Posting location: 320 Broad St, Charleston, SC 29401. Posting ends 18 Aug 2026.

About the role

Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. In this role, you will assist Profit Formula Financial Advisor(s) with service and operational activities.

Responsibilities

• Provide service to clients via telephone, direct interaction, and/or written correspondence.
• Facilitate Profit Formula Financial Advisor and client requests for account-related information and/or quotes.
• Schedule and prepare for appointments with new or prospective clients.
• Establish and service client accounts, prepare forms, research account inquiries and/or issues, and enter security order tickets after approval by the Profit Formula Financial Advisor(s).
• Execute various administrative functions for the Profit Formula Financial Advisor(s) and Branch Management, including tracking referrals, assisting with marketing-related activities, and establishing/maintaining files to meet regulatory requirements.
• Establish and maintain filing and record-keeping to support servicing and growing client relationships.
• Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable.

Requirements

• 1+ year of Brokerage and Client Services support experience, or equivalent demonstrated through work experience, training, military experience, or education.

Qualifications

• Brokerage client support experience or financial services industry experience.
• Administrative support experience in financial services.
• Experience interacting directly with customers.
• Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills.
• Client service focus with the ability to listen to customer needs and recommend solutions.
• Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment.

Job Expectations

• Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees must provide information to the Wells Fargo Personal Account Dealing Team and abide by applicable policy requirements.
• This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire.
• Individuals subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer.
• Successful candidates must meet and comply with ongoing regulatory obligations, including periodic screening and mandatory reporting of certain incidents.
• This position is not eligible for Visa sponsorship.