Chief Compliance Officer

Responsibilities

• Serve as the primary point of contact for the NFA and CFTC.
• Lead audit readiness, manage regulatory examinations, and represent compliance as a member of the Risk Committee.
• Plan and execute a comprehensive Compliance and AML strategy that seamlessly aligns with OANDA’s commercial goals.
• Design, develop, and own our end-to-end Compliance Monitoring Program, policy management, and compliance training initiatives.
• Manage, mentor, and develop a dedicated team of three direct compliance and AML professionals.
• Act as the subject matter expert, balancing risk and opportunity to provide pragmatic, business-focused guidance on new initiatives, client onboarding, and marketing reviews.

Requirements

• Experience: 10+ years of relevant regulatory and AML experience within a similar financial services environment, plus 6+ years in a leadership/management position.
• Education: Bachelor’s degree in Finance, Business, Law, or a related discipline.
• Expertise: Deep, practical knowledge of NFA and CFTC rules, regulations, and interpretive notices.

Qualifications

• A "hands-on" leader with gravitas who can seamlessly navigate complex information, drive change management, and communicate effectively with stakeholders across the firm.
• Collaborative & Compliant: A fast-paced, execution-oriented culture where common-sense business solutions meet strict regulatory excellence.

Benefits

• OANDA Global Corporation is a diverse and global team with offices around the world.
• We value the unique skills and experiences each individual brings to OANDA.
• We are committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate.

Pay

Details about pay are not specified in the job posting.

Schedule

Details about schedule are not specified in the job posting.