Jobs · Finance · New York

Capital Market Associate

bizjobz LLC · New York, NY · 3 mo ago
On-siteFinance$365k–$435k/yrFull-time

About the role

The Capital Markets Associate will support the firm's national Capital Markets and Public Company Advisory practice, advising innovative public company clients, with a particular focus on SEC reporting, corporate governance, and capital markets transactions.

Responsibilities

  • Advising public company clients on SEC reporting obligations and ongoing compliance matters.
  • Prepare, review, and file: Periodic reports (Forms 10-K, 10-Q, and 8-K), Proxy statements, Section 13 and Section 16 filings.
  • Counsel boards of directors and senior management on corporate governance and Nasdaq/NYSE listing requirements.
  • Support a broad range of capital markets transactions and securities offerings.
  • Conduct legal research and draft sophisticated legal documents, including transaction documents and client memoranda.
  • Manage complex transactions from inception through closing.
  • Collaborate with attorneys and business professionals across multiple practice areas.
  • Stay current on securities laws, SEC regulations, and market developments.
  • Participate in professional development, firm initiatives, and pro bono activities.

Qualifications

  • J.D. from an accredited law school.
  • Admission to practice law in New York or New Jersey.
  • Minimum of 5 years of capital markets experience.
  • Experience advising large-cap and mid-cap public companies.
  • Strong knowledge of: Securities Act of 1933, Securities Exchange Act of 1934, SEC reporting and disclosure requirements, Nasdaq and NYSE listing standards and corporate governance requirements.
  • Prior experience at an AmLaw 100 firm is strongly preferred.
  • Experience advising public companies on securities law and governance matters.
  • Strong communication and client relationship management abilities.
  • Manage sophisticated capital markets matters independently.

Benefits

  • Salary: $365,000–$435,000 annually, based on experience and geographic location.
  • Comprehensive benefits package, including medical, dental, vision, and 401(k).
  • Hybrid work arrangement in New York or New Jersey.

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