AVP, IT Internal Audit Supervisor

About the role

The AVP, IT Internal Audit Supervisor leads complex IT, IS, and integrated audits from inception to completion under the supervision of the SVP, Chief Internal Auditor and the VP, IT Audit Manager. They are responsible for leading and executing audits, evaluating internal controls, and ensuring compliance with company policies and regulations.

Responsibilities

• Performs IT/IS audits to determine the nature of operations and the adequacy of internal controls.
• Evaluates the adequacy and effectiveness of internal control methods, policies, and procedures.
• Determines whether duties are performed in accordance with company policies, operating procedures, and regulatory requirements.
• Validates audit issues by evaluating the effectiveness and sustainability of remediating activities.
• Conducts interviews with appropriate Company team members to supplement assigned audit tests.
• Prepares professional work papers including supporting documentation for each audit issue identified.
• Acts as an Auditor-in-Charge and manages day-to-day engagement-related efforts.
• Manages staff assignments to ensure completion within established time budgets.
• Immediately informs the Chief Auditor and/or the Audit Manager of any condition that may adversely impact the audit.
• Provides day-to-day coaching guidance and on-the-job training to team members.
• Prepares Exit Grid with findings and recommendations for the review and approval of the Audit Manager and Chief Internal Auditor.
• Presents audit findings to management in Exit meeting.
• Prepares draft audit reports for the review and approval of the Audit Manager and Chief Internal Auditor.
• Ensures the audit system is properly and timely updated with the work completed for the audit.
• Performs follow-up examinations/remediation testing activities to determine the existence and adequacy of corrective actions taken by management.
• Maintains and enhances technical and professional competence through continuing education.

Qualifications

• Bachelor’s degree in Accounting, Finance, Information Technology or a related field is required.
• Master’s in Management Information Systems or related discipline preferred.
• Minimum 5 years of technical IT/IS audit-related work experience leading audits in a public accounting or private industry internal audit function, including at least 2 years in a Bank or Financial Services industry and at least 3 years supervising audit teams is required.
• Experience leading audits in the following areas is highly desirable: Gramm-Leach-Bliley Act (GLBA) section 501 (b), Data Governance, IP networks infrastructure, Windows active directory, Databases, Mobile technologies, Cloud Computing, Standards / Frameworks, Information Technology operating systems, Risk assessment, Audit methodology, and IT/IS audit execution.

Skills

• Strong time management and organizational skills.
• Excellent verbal and written communication skills.
• Strong analytical thinker and detail oriented.
• Excellent computer skills, proficient in Microsoft Office Products.
• Coaching skills and ability to delegate work to others.

Benefits

Cathay Bank offers a competitive benefits package which includes medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and a 401(k).

Pay

$110K – $150K / year Pay determined based on job-related knowledge, skills, experience, and location. This position may be eligible for a discretionary bonus.

Schedule

N/A

Other Details

Cathay Bank endeavors to make www.CathayBank.com accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact Mickey Hsu, FVP, Employee Relations Manager, at (626) 582-7370 or mickey.hsu@cathaybank.com. This contact information is for accommodation requests only and cannot be used to inquire about the status of applications.