AVP-Compliance AI and Technology

About the role

The Moody's Compliance Department is seeking an AVP to develop and maintain technology systems and automated workflows that support the global Compliance function.

Responsibilities

• Develop, enhance, and maintain Compliance technology solutions supporting Surveillance and Monitoring, Securities Trading, Conflicts Office, Program Office, Investigations, Policies, Training, and other Compliance functions
• Lead the deployment of Moody's AI platform capabilities across compliance workflows, enabling automation, intelligent decision-making, and scalable risk management
• Design and implement AI-driven solutions that reduce manual, low-value compliance activities, freeing up resources for strategic initiatives
• Stay abreast of rapid developments in AI, machine learning, and generative AI; evaluate emerging technologies and lead their integration into Moody's compliance infrastructure
• Establish and oversee frameworks for responsible AI use, including risk assessments, transparency protocols, and ethical guidelines aligned with regulatory expectations
• Partner with Legal, Risk, Technology, and Data Science teams to ensure AI solutions meet compliance standards and align to the Moody's Corporation AI strategic plan
• Define and track key performance indicators for AI-enabled compliance processes; report insights to senior leadership and recommend continuous improvements

Requirements

• 6+ years of relevant experience with a background in building technology solutions, preferably supporting Compliance or other control functions
• Hands-on experience developing AI and GenAI-powered applications is required
• Proficiency in Python or R preferred; ability to write SQL scripts, ETL pipelines, and shell scripts
• Experience building using Power Platform (Power Apps, Power Automate, Power BI) and agentic solution implementation using Microsoft Copilot Studio
• Strong problem-solving and debugging skills with experience working in an agile environment
• Collaborative problem solver who excels in a fast-paced environment with a creative, outside-the-box mindset and an aptitude for rapid evolution
• Demonstrated ability to manage stakeholder relationships across cross-functional teams including Legal, Risk, Technology, and Data Science
• Demonstrated proficiency in artificial intelligence concepts, with hands-on experience using AI tools to streamline workflows and enhance operational efficiency. Proven ability to implement AI-powered solutions to solve business challenges. Demonstrates a growing awareness of AI risk management and a commitment to responsible and ethical AI use.

Qualifications

• Bachelor's or Master's degree in Computer Science or a related field is required

Skills

• Hands-on experience developing AI and GenAI-powered applications
• Proficiency in Python or R
• Experience building using Power Platform (Power Apps, Power Automate, Power BI)
• Strong problem-solving and debugging skills
• Collaborative problem solver
• Stakeholder relationship management
• Artificial intelligence concepts

Benefits

• Competitive benefits package including medical, dental, vision, parental leave, paid time off, a 401(k) plan with employee and company contribution opportunities, life, disability, and accident insurance, a discounted employee stock purchase plan, and tuition reimbursement

Pay

• The anticipated hiring base salary range for this position is $119,100.00 - $172,650.00, depending on factors such as experience, education, level, skills, and location. This range is based on a full-time position.

Schedule

• This is a full-time position.