Audit Manager, Global Finance (Hybrid)

About the role

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Responsibilities

• Proactively monitors assigned audit universe for needed updates.
• Participate in continuous monitoring activities and update risk assessments, audit universe, and audit plan as needed.
• Develops engagement planning documentation to communicate rationale for scoping decisions and develops audit programs to ensure adequate coverage of risk.
• Designs and sometimes executes internal control testing for audits, demonstrating a degree of audit expertise consistent with experience level.
• Understands the broader context and implications of risks affecting the business.
• Identifies and implements efficiencies in executing test work.
• Supervises and coordinates work assignments amongst audit team members.
• Provides timely feedback, on-the-job training, and coaching to audit staff.
• Establishes and maintains good relationships with key business and audit partners.
• Effectively communicates audit process, scope, protocol, issues, risks and recommendations to clients during kick-off, periodic status updates, and exit meetings.
• Affirms the relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues.
• Interprets business priorities, anticipates issues and obstacles, and applies to scope of role.
• Manages timely and quality delivery of multiple tasks, including audits, projects, special assignments, and administrative activities.
• Self-prioritizes and independently completes multiple tasks across the team and department.
• Demonstrates the ability to successfully meet deadlines.
• Leverages specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
• May be called upon to effectively represent internal audit at management meetings, internal forums, and to some external organizations.

Qualifications

• Bachelor’s Degree or military experience
• At least 5 years of experience in auditing, at least 5 years of experience in financial services, at least 5 years of experience in risk management or a combination
• At least 2 years of experience in leading audit engagements or in project management

Preferred Qualifications

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
• Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or a relevant certification
• 6+ years of experience in the financial services industry including accounting (financial statements and regulatory reporting), balance sheet management, treasury and trading desk operations, capital markets and liquidity risks or any combination
• 4+ years of experience in leadership or supervisory roles
• 1+ years of experience with data analytics tools in support of internal audit

Benefits

This role is hybrid meaning associates typically spend about half of their time (3 days per week) in-person at one of our offices listed on this job posting. The minimum and maximum full-time annual salaries for this role are listed below, by location.

Pay

• McLean, VA: $151,900 - $173,400 for Audit Manager
• New York, NY: $165,700 - $189,200 for Audit Manager
• Plano, TX: $138,100 - $157,700 for Audit Manager
• Richmond, VA: $138,100 - $157,700 for Audit Manager
• Riverwoods, IL: $138,100 - $157,700 for Audit Manager

Schedule

This role is hybrid meaning associates typically spend about half of their time (3 days per week) in-person at one of our offices listed on this job posting.

Skills

You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes. You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking. You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition. You’re a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise. You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism. You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Equal Opportunity Employer

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.