Audit Manager: Corporate Compliance Audit (Hybrid)

About the role

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations.

Responsibilities

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Provide significant input into the development of the annual audit plan.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and build working relationships with internal and external management.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

Requirements

• Bachelor’s Degree or military experience
• At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
• At least 3 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification
• 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management.
• 6+ years of experience in banking or the financial services industry
• 1+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry

Benefits

This role is hybrid meaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

Pay

Here's what we're looking for in an ideal teammate:

Schedule

This role is eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).

Qualifications

• Basic Qualifications
• Preferred Qualifications

Equal Opportunity Employer

Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.