Audit Director, Professional Practices
About the role
Join the Professional Practices Group (PPG) as an Audit Director and help shape the strategic direction of Fidelity’s audit methodology, quality framework, and governance practices. This senior leadership role oversees several enterprise-critical workstreams that strengthen audit execution, enhance risk management, and influence senior decision-making across the organization.
Key Responsibilities
Partnering with senior audit executives to develop strategic, data-driven reporting for the Audit Committee, Board, and executive leadership.
Serving as a senior subject matter expert for complex audit methodology and professional practices inquires.
Leading the advancement of FCA’s audit methodology, incorporating regulatory expectations, leading practices, and firmwide risk management developments.
Overseeing the QAIP program end-to-end, including root-cause analysis, trend identification, corrective action oversight, and integration of results into methodology, guidance, and training.
Driving continuous improvement using data analytics, automation, and technology-enabled solutions to enhance quality, consistency, and efficiency.
Providing senior-level support to audit teams, shaping standards and guidance to reduce recurring inquiries.
Building strong partnerships across Fidelity to align audit practices with enterprise risk management strategies, regulatory expectations, and business priorities.
Leading strategic and cross-functional initiatives that support innovation, regulatory change, workforce enablement, and FCA operating model enhancements.
The Expertise & Skills You Bring
Deep audit expertise, strong leadership presence, and a strategic mindset.
The ability to manage complex initiatives, influence across levels, and deliver high-quality outcomes in a dynamic environment.
Strong analytical thinking, clear communication, and effective relationship management.
A track record of advising senior leaders, leading complex risk-based initiatives, and providing thought leadership that advances audit capabilities.
Advanced proficiency in Excel and PowerPoint.
10+ years of audit or related experience (preferably in financial services).
A BA/BS in a relevant field.
Professional certifications (CIA, CPA, CISA) are strongly preferred.
The Team
PPG defines and advances FCA’s audit methodology in alignment with IIA Standards and leading industry practices. As a senior member of the team, this role contributes to the policies, procedures, and operating standards that ensure Fidelity’s audits meet the highest professional expectations. PPG oversees methodology maintenance, QAIP, enterprise risk assessment enablement, executive reporting and business insights, workforce management reporting, training and development, records retention compliance, and access governance for audit systems. The team plays a central role in sustaining the quality, consistency, and strategic impact of FCA’s operating model.
Company Overview
At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences.
Certifications
Certifications Category: Audit
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.