Associate Wealth Market Leader: KY, TN, NC

About the role

Functions in a management role within Investment Sales. Directs assigned market's sales efforts and compliance/administrative duties regarding the sale of investment services through U.S. Bancorp Investments. Responsible for setting and achieving revenue and expense budget for assigned market, and ongoing recruiting and hiring of Financial Advisors to reach market objectives. Ensures compliance with state and federal securities laws as well as U.S. Bancorp Investment's established policies and procedures. Ensures a successful relationship is maintained between U.S. Bancorp Investments and other bank divisions.

Responsibilities

• Directs assigned market's sales efforts and compliance/administrative duties regarding the sale of investment services through U.S. Bancorp Investments.
• Responsible for setting and achieving revenue and expense budget for assigned market.
• Ongoing recruiting and hiring of Financial Advisors to reach market objectives.
• Ensures compliance with state and federal securities laws as well as U.S. Bancorp Investment's established policies and procedures.
• Maintains a successful relationship between U.S. Bancorp Investments and other bank divisions.

Requirements

• Bachelor's degree, or equivalent work experience.
• Five or more years of investment experience.
• Two or more years of management experience.
• NASD Series 7, 24, 63 and 65/66, 53 or 10.

Qualifications

• Thorough knowledge of securities industry.
• Proficient leadership and interpersonal skills.
• Strong organizational, analytical, decision-making and problem-solving skills.
• Effective presentation, verbal and written communication skills.

Skills

• Thorough knowledge of securities industry.
• Proficient leadership and interpersonal skills.
• Strong organizational, analytical, decision-making and problem-solving skills.
• Effective presentation, verbal and written communication skills.

Benefits

Our benefits include:

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law

Pay

$118,170.00 - 144,430.00