Associate - Investment Operations

Duties and Responsibilities

• Support the execution and settlement of investment trades, including preparing trade tickets, tracking status, and assisting in resolving settlement issues with brokers and custodians.
• Aid in the preparation and maintenance of traderelated documentation, including pre and posttrade processes and confirmations.
• Contribute to the preparation and distribution of daily, weekly, monthly, and quarterly reporting for client investment portfolios.
• Aid in the production and review of daily cash reports, and support cash management processes by identifying and escalating variances.
• Support reconciliation of portfolio data and reporting outputs to ensure accuracy and consistency across systems.
• Work with portfolio managers and team members to support cash projections and resolve discrepancies.
• Assist in the setting up of new client accounts by gathering required documentation and coordinating with brokers, custodians, and thirdparty providers.
• Maintain organized and accurate records related to client portfolios, broker relationships, and required documentation, including support for FINRA, W9s, and other regulatory materials.
• Provide support for audit, compliance, and due diligence requests by compiling and organizing required information.
• Utilize Excel, AIenabled tools and internal systems to track, validate, and manage data, while identifying opportunities to improve accuracy and efficiency through technology and process enhancements.
• Communicate effectively with internal teams and external partners to follow up on outstanding items and ensure timely resolution of operational tasks.
• Perform other duties as assigned in support of the investment operations team.

Minimum Qualifications

• Bachelor’s or Associate’s degree in Finance, Accounting, Economics, Business, or a related field preferred (or equivalent relevant experience).
• 1 to 2 years of experience in financial services, operations, accounting, or a related field preferred.
• Strong proficiency in Microsoft Excel and working knowledge of other Microsoft Office applications.
• Strong attention to detail, accuracy, and organization, with the ability to manage multiple tasks in a deadline-driven environment.
• Effective written and verbal communication skills, with the ability to document, follow up, and coordinate with internal and external stakeholders.
• The ability to learn new systems and processes quickly, with an interest in leveraging technology to improve efficiency and workflow accuracy.
• A strong sense of ownership, reliability, and accountability in completing assigned tasks.
• A collaborative team player with strong interpersonal skills and the ability to work effectively in a fast-paced, team-oriented environment.

Compensation

KeyState offers a competitive compensation structure designed to reward performance, long-term relationship development, and growth. Compensation includes: Competitive base hourly wage. Performance-based incentive opportunities. Comprehensive benefits including health, dental, vision, and retirement plan. Total Compensation Is Commensurate With Experience, Education And Qualifications.

About KeyState

Founded in 1991, KeyState is a rapidly growing, privately held financial services firm specializing in providing tax advantaged investments to community banks. With over $18 billion in assets under management, KeyState has managed investment subsidiaries for community banks for over 35 years. In 2008, KeyState launched its captive management practice that grew to form and manage captives for over 100 companies across the US. In 2019, KeyState launched a renewable energy tax credit investment platform for community banks. KeyState helps community banks source, underwrite, and manage tax credit investments. To date, KeyState has raised and deployed approximately $1 billion in tax credit capital for community banks, financing over 200 renewable energy projects across the United States.