Associate - COO, Markets, North America

About the role

Support regulatory integrity and operational excellence across North American Markets. Our Shared Future: Join a collaborative team helping Rabobank sustain robust regulatory and operational frameworks for Markets and Treasury. Your work will strengthen client service, reduce key-person risk, and support the continued integrity and effectiveness of our Swap Dealer and broker-dealer activities.

As an Associate, COO Regions, Markets NA, you will support the COO Regions – Markets, NA team in maintaining effective regulatory and operational frameworks for Rabobank’s Swap Dealer and Rabo Securities USA, Inc. activities. You will provide KYC and CDD support, coordinate counterparty and personnel onboarding and offboarding, and assist with regulatory trade matters and business initiatives. This role offers the opportunity to build expertise across regulatory and operational processes while managing multiple priorities in a fast-paced environment. Through close collaboration with business partners and colleagues, you will help deliver high-quality service and advance operational improvements across Markets and Treasury.

Responsibilities

• Maintain the regulatory framework for Rabobank’s Swap Dealer activities.
• Maintain the regulatory and operational framework for Rabo Securities USA, Inc., Rabobank’s U.S.-registered broker-dealer.
• Provide KYC and CDD support for Markets and Treasury client owners and help satisfy internal and external requirements.
• Manage counterparty and client onboarding and offboarding processes.
• Coordinate onboarding and offboarding for Swap Dealer Associated Persons globally and RSI Registered Representatives.
• Provide regulatory trade support