Associate Advisor

Duties And Responsibilities

1. Oversees client planning, implementation, and service details.
2. Conducts investment reviews.
3. Responds to service issues.
4. Maintains client and practice management data.
5. Independently serves and grows existing investment clients.
6. Performs other related duties as assigned by management.

Qualifications

• Bachelor's Degree (BA) from four-year college or university, or one to two years of related experience and/or training, or equivalent combination of education and experience.
• Certificates, licenses, and registrations required: FINRA licenses Series 7 and 66, and enrolled in study courses for the Certified Financial Planning (CFP).
• Computer skills required: Spreadsheet Software (Excel); Order Processing Systems; Word Processing Software (Word); Electronic Mail Software (Outlook); Presentation software (PowerPoint); and CRM software.