Analyst-Compliance; Control Testing

About the role

The Control Testing Lead within Global Sanctions is responsible for ensuring Sanctions risk is mitigated via the Risk/Control framework across the Enterprise & within Global Sanctions led processes. They also serve as the lead for Sanctions requirements within Operation Risk methods.

Responsibilities

• Independently test controls owned by Global Sanctions, acting as the liaison to the Issue Management Supervisory Forum ("IMSF"), to verify the strength of risk mitigation.
• Work closely with business unit Control Management teams to ensure first line controls are properly mitigating Sanctions Risk.
• Identify, build, and document controls mitigating risk for Global Sanctions owned processes.
• Support Sanctions GCO on Mandate and Requirement mapping in GLI/BUAM driving control needs.
• Partner with Product Owner and Technology teams to compete certain model validation requirements to ensure the models supporting Sanctions processes are functioning properly.
• Develop and oversee reporting to ensure all model requirements are consistently meeting thresholds as defined within model documentation.
• Oversight of non-Model Tools, such as Alert Closure Automation.
• Support development and oversight of Smart Monitoring KRIs linking appropriately to RRSA.
• Partner with GFCC Issue Management team to support the remediation activities for all events tagged with Sanctions impact.
• Support 1st line teams with subject matter expertise on activities/controls to support risk reduction for event resolution.
• Cook up resolution activities for all Global Sanctions-owned events.
• Partner with Risk Assessment team on escalation and remediation activities as a result of Risk Assessment results.

Qualifications

• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements.
• Significant understanding in US and International Sanctions regulations and requirements